As a Policy and External Reporting Manager, you will drive effective policy governance and accurate, timely external regulatory reporting, particularly for the Competition and Markets Authority (CMA) and Non-Prudential Regulatory Returns (NPRR). You'll report to the Director of Risk and Control, providing specialized expertise and driving the implementation of key policy and external reporting initiatives, ensuring our compliance obligations are met with precision.
As a Regulatory Liaison Officer, you will support the Head Regulatory Compliance in ensuring regulatory compliance across the organization. Your primary role will be to serve as a liaison between the Compliance team and Product Development team, other internal stakeholders and regulators where applicable on compliance matters under the supervision of the Head, Regulatory Compliance.
Provide direct support to the Director, Compliance, helping identify and mitigate compliance risks without compromising business objectives. The role involves regulatory reporting, data management, compliance monitoring, AR oversight, and policy development. Collaborate with Legal, Risk, Marketing, and Product departments to review financial services marketing materials and provide compliance advice.